Welcome to NYLIFE Securities LLC
NYLIFE Securities, a registered broker-dealer, is a wholly owned subsidiary of New York Life Insurance Company, a Fortune 100 company and one of the largest insurance companies in the world. Founded in 1845, with headquarters in New York City, New York Life and its affiliates offer traditional life insurance, mutual funds1, fixed2 and variable annuities 1.

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Quarterly Report for the Quarter Ending September 30, 2014
NYLIFE Securities (“NYLIFE Securities”) has prepared this report, in conjunction with its clearing firm, National Financial Services, LLC (“NFS”), pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices.

Click here to view the quarterly report.

NYLIFE Securities Fee Schedule Click here

Important Notice:
NYLIFE Securities will assess a $50 semi-annual fee for non-IRA retail accounts in July and January. The $50 semi-annual fee will be waived if either the value of the account is at least $25,000 or the balance in the Money Market Sweep Shares is at least $10,000 upon valuation on June 30th and December 31st. Accounts that have been on the NYLIFE Securities platform less than 6 months will not be charged the fee.

As a reminder, NYLIFE Securities will assess a $15.00 sell-out processing fee to recover costs associated with liquidating transactions as a result of delinquent margin calls and unpaid cash debits from trade activity and/or fee assessment. This fee is in addition to any commission incurred as a result of the liquidation. You can avoid this fee by either initiating a sale of securities to pay for the debit or remitting timely payment.

If you have any additional questions, please contact your Registered Representative or call NYLIFE Securities at 800-695-4785 and select the Investor Relation option.

1Securities offered through NYLIFE Securities LLC (member FINRA/SIPC).
2Issued by New York Life Insurance and Annuity Corporation (A Delaware Corporation).

The FINRA provides BrokerCheck which is a free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers, as well as investment adviser firms and representatives. More information can be found by accessing that portion of the FINRA's website, www.finra.org/BrokerCheck.

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