Welcome to NYLIFE Securities LLC
Quarterly Report for the Quarter Ending September 30, 2014
Click here to view the quarterly report.
NYLIFE Securities Fee Schedule Click hereImportant Notice:
NYLIFE Securities will assess a $50 semi-annual fee for non-IRA retail accounts in July and January. The $50 semi-annual fee will be waived if either the value of the account is at least $25,000 or the balance in the Money Market Sweep Shares is at least $10,000 upon valuation on June 30th and December 31st. Accounts that have been on the NYLIFE Securities platform less than 6 months will not be charged the fee.
As a reminder, NYLIFE Securities will assess a $15.00 sell-out processing fee to recover costs associated with liquidating transactions as a result of delinquent margin calls and unpaid cash debits from trade activity and/or fee assessment. This fee is in addition to any commission incurred as a result of the liquidation. You can avoid this fee by either initiating a sale of securities to pay for the debit or remitting timely payment.
If you have any additional questions, please contact your Registered Representative or call NYLIFE Securities at 800-695-4785 and select the Investor Relation option.
1Securities offered through NYLIFE Securities LLC (member FINRA/SIPC).
2Issued by New York Life Insurance and Annuity Corporation (A Delaware Corporation).
The FINRA provides BrokerCheck which is a free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers, as well as investment adviser firms and representatives. More information can be found by accessing that portion of the FINRA's website, www.finra.org/BrokerCheck.