NYLIFE Securities LLC, a registered broker-dealer, is a wholly owned subsidiary of New York Life Insurance Company, a Fortune 100 company and one of the largest insurance companies in the world. Founded in 1845, with headquarters in New York City, New York Life and its affiliates offer traditional life insurance, mutual fund1, fixed2 and variable annuities.1
1Securities offered through NYLIFE Securities LLC (member FINRA/SIPC).
2Issued by New York Life Insurance and Annuity Corporation (A Delaware Corporation).
Quarterly Report for the Quarter Ending September 30, 2014
NYLIFE Securities (“NYLIFE Securities”) has prepared this report, in conjunction with its clearing firm, National Financial Services, LLC (“NFS”), pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices.
Click here to view the quarterly report.