Welcome to NYLIFE Securities LLC
Mutual Fund Investing at NYLIFE Securities
Click here to view the Mutual Fund Investing Brochure.
Variable Product Sales at NYLIFE Securities
Click here to view the Variable Product Sales Brochure.
Quarterly Report for the Quarter Ending September 30, 2013
Click here to view the quarterly report.
NYLIFE Securities Fee Schedule Click hereImportant Notice:
NYLIFE Securities will assess a $50 semi-annual fee for non-IRA retail accounts in July and January. The $50 semi-annual fee will be waived if either the value of the account is at least $25,000 or the balance in the Money Market Sweep Shares is at least $10,000 upon valuation on June 30th and December 31st. Accounts that have been on the NYLIFE Securities platform less than 6 months will not be charged the fee.
As a reminder, NYLIFE Securities will assess a $15.00 sell-out processing fee to recover costs associated with liquidating transactions as a result of delinquent margin calls and unpaid cash debits from trade activity and/or fee assessment. This fee is in addition to any commission incurred as a result of the liquidation. You can avoid this fee by either initiating a sale of securities to pay for the debit or remitting timely payment.
If you have any additional questions, please contact your Registered Representative or call NYLIFE Securities at 800-695-4785 and select the Investor Relation option.
1Securities offered through NYLIFE Securities LLC (member FINRA/SIPC).
2Issued by New York Life Insurance and Annuity Corporation (A Delaware Corporation).
The FINRA provides BrokerCheck which is a free tool to help investors research the professional backgrounds of current and former FINRA-registered brokerage firms and brokers, as well as investment adviser firms and representatives. More information can be found by accessing that portion of the FINRA's website, www.finra.org/BrokerCheck.